Financial Services Group Risk Management, Compliance & Internal Audit Forum

November 14, 2024 | 10am - 3pm ET

Our 2024 forums have two tracks, specifically targeted to the varying needs of your financial institution. This first forum is on November 14 and will cover Risk Management, Compliance, and Internal Audit. The event time is 10:00am – 3:00pm ET, with a break for lunch.

Because risk is always present and evolving, pursuing and achieving your institution’s goals can be difficult. While it is not possible for financial institutions to manage all potential outcomes of a risk, institutions can improve how they adapt to changing circumstances. Our financial services team will be addressing risk management, compliance, and internal audit topics to help your financial institution anticipate and respond to risks.

Learning Objectives

• Discuss updates on the status of 1071 and how they may affect your institution  
• Summarize the core concepts in the new IIA standards
• Recognize the potential risks and benefits of BaaS
• Identify changes in Model Risk Management best practices
• Discuss regulatory expectations at different asset sizes
• Recap general compliance hot topics and trends

CPE Information

Continuing Education: Up to 4 hours of CPE Credit (*To earn the full 4.0 credits, participants must attend a minimum of 200 minutes and respond to a minimum of 12 polls)

Field of Study: Specialized Knowledge

Delivery Method: Group Internet Based

Program Level: Basic

Prerequisite: None

Advanced Preparation: None

Refund Policy: As this session is free of charge, no refunds will be issued

For questions or concerns, please contact elliottdavis@elliottdavis.com.